DFR Regulations, Orders, Bulletins & Market Conduct Exams

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Typesort ascending Name Effective Date Title
Order Docket No. 14-087-I 03/05/2015 John P. Gutschlag
Order Docket No. 14-002-S 01/21/2014 Thomas Donnelly, Agent and Quasar Distributors, LLC Broker: Brookfield Investments
Market Conduct Docket No. 04-023-I 12/12/2004 Allstate Life Insurance Company
Market Conduct Docket No. 04-057-I 12/07/2004 UNUM Life Insurance Company; Paul Revere LIfe Insurance Company; Provident Life & Accident Insurance Company
Market Conduct Docket No. 12-014-I 05/22/2012 Order Adopting Report Of Examination of NCCI
Market Conduct Docket No. 03-031-I 06/23/2004 Blue Cross/Blue Shield of Vermont
Market Conduct Docket No. 04-022-I 10/20/2004 Bankers Life and Casualty Company
Market Conduct Docket No. 03-071-I 04/21/2004 Monumental Life Insurance Company
Market Conduct Docket No. 03-038-I 10/21/2003 John Hancock Mutual Life; John Hancock Life Ins Co; John Hancock Variable Life Ins Co.
Market Conduct Docket No. 08-067-I 08/22/2006 National Life Insurance Company
Market Conduct Docket No. 09-066-I 06/24/2009 Allianz Life Insurance Company of North America
Market Conduct Docket No. 08-102-H 12/10/2008 Blue Cross and Blue Shield of Vermont
Market Conduct Dkt. No. 08-067-I 08/22/2008 National Life Insurance Company
Market Conduct Docket No. 08-046-I 04/29/2008 Conseco Senior Health Insurance adn Bankers Life & Casualty Company
Market Conduct Docket No. 07-027-I 12/13/2007 New England Life Insurance Company of Boston, Massachusetts
Market Conduct Docket No. 07-068-I 10/20/2007 CUNA Mutual Insurance Society
Market Conduct Docket No. 07-075-I 08/20/2007 United Health Care Insurance Company, et al.
Market Conduct Docket No. 07-026-I 03/01/2007 American Progressive Life & Health Insurance Company of New York
Market Conduct Docket No. 06-077-I 02/07/2007 Nationwide Mutual Insurance Company, Nationwide Mutual Fire Insurance Company and Nationwide Property & Casualty Company
Market Conduct Docket No. 06-069-I 09/05/2006 Massachusetts Mutual Life Insurance Company
Market Conduct Docket No. 06-068-1 08/23/2006 American General Assurance Company
Market Conduct Docket No. 06-065-I 08/15/2006 Universal Underwriters Life Insurance
Market Conduct Docket No. 06-064-I 08/08/2006 CUNA Mutual Insurance Society
Market Conduct Docket No. 06-042-I 07/05/2006 The Penn Warranty Corporation
Market Conduct Docket No. 06-055-I 07/17/2006 Northwestern Mutual Life Insurance

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