DFR Regulations, Orders, Bulletins & Market Conduct Exams

Results can be sorted by clicking on a column title.
Typesort ascending Name Effective Date Title
Order Docket No. 14-001-S 01/17/2014 Robert Jamo, Agent and Quasar Distributors, LLC Broker: Brookfield Investments
Order Docket No. 17-018-S 07/06/2017 Rodney Winthrop Thompson and Winthrop Investment Mgmt. Co.
Order Docket No. 15-020-I 07/15/2015 GEICO
Order Docket No. 13-001-S 02/28/2013 Bankers Life and Casualty Company and BLC Financial Services, Inc.
Order Docket No. 16-022-S 09/01/2016 EKN Financial Services, Inc.
Order Docket No. 12-044-I 01/18/2013 Tasheanna Barnes
Order Docket No. 13-056-I 04/16/2014 Redonda Lawrence Russell
Order Docket No. 10-101-1 12/18/2010 Aetna Life Insurance Company
Order Docket No. 13-026-B 09/09/2013 NetSpend Corporation
Order Docket No. 16-001-S 07/01/2016 Repealing in part and retaining in part Order 06-23-S Applying Provisions of certain Regulations, Bulletins, Policy Statements and orders in effect Prior to July 1, 2006 to the Vermont Uniform Securities Act
Order Docket No. 09-094-1 02/10/2010 2Morrow Studio/Build, Inc.
Order Docket No. 17-009-I 07/17/2017 Vicki L. Boser; InsuranceTek, Inc.
Order Docket No. 13-002-I 03/14/2013 Order Establishing Tier Rate Structure and Multipliers
Order Docket No. 16-023-S 09/01/2016 KBR Capital Markets, LLC
Order Docket No. 12-039-I 02/05/2013 Christie Glenn
Order Docket No. 12-012-B 05/11/2012 Transition Period For Financial Advisors To Obtain a Mortgage Loan Originator License
Order Docket No. 13-041-I 11/18/2013 Travis C. Shine
Order Docket No. 10-102-H 11/22/2010 Regence Bluecross Blueshield of Utah
Market Conduct Docket No. 04-023-I 12/12/2004 Allstate Life Insurance Company
Market Conduct Docket No. 12-014-I 05/22/2012 Order Adopting Report Of Examination of NCCI
Market Conduct Docket No. 04-057-I 12/07/2004 UNUM Life Insurance Company; Paul Revere LIfe Insurance Company; Provident Life & Accident Insurance Company
Market Conduct Docket No. 09-066-I 06/24/2009 Allianz Life Insurance Company of North America
Market Conduct Docket No. 03-031-I 06/23/2004 Blue Cross/Blue Shield of Vermont
Market Conduct Docket No. 08-102-H 12/10/2008 Blue Cross and Blue Shield of Vermont
Market Conduct Docket No. 04-022-I 10/20/2004 Bankers Life and Casualty Company

Pages