DFR Regulations, Orders, Bulletins & Market Conduct Exams

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Typesort ascending Name Effective Date Title
Order Docket No. 11-052-I 10/25/2011 Allen Zargo
Order Docket No. 13-032-I 10/31/2013 MVP Health Plan, Inc. and MVP Health Insurance Company
Order Docket No. 10-031-S 04/22/2010 Stifle, Nicolaus & Company, Inc.
Order Docket No. 14-004-B 04/03/2014 United Capital Business Lending, Inc.
Order Docket No. 16-016-B 05/31/2016 PayPal, Inc., as successor to Venmo, LLC
Order Docket No. 15-021-B 07/15/2015 Sherman, Clay & Co
Order Docket No. 16-020-S 09/01/2016 Aletheia Securities, Inc.
Order Docket No. 11-095-I 11/16/2011 Joseph D. Zorn, Jr.
Order Docket No. 11-021-B 05/06/2011 Order Regarding Effective Date of Sponsorship Requirement for Individual Mortgage Loan Originators that are Employees of Loan Servicing Companies
Order Docket No. 13-048-I 11/19/2013 Jessica J. Myers
Order Docket No. 10-002-S 01/15/2010 Lincoln Financial Securities Corporation
Order Docket No. 13-038-B 05/22/2014 Plaza Home Mortgage, Inc.
Order Docket No. 16-018-I 06/02/2016 Credit Card-Related Insurance Benefits
Order Docket No. 17-021-B 06/29/2017 Order: Transition Period for Money Transmitters To Implement Receipt Requirements
Order Docket No. 13-025-S 09/20/2013 UBS Financial Services
Market Conduct Docket No. 06-068-1 08/23/2006 American General Assurance Company
Market Conduct Docket No. 06-065-I 08/15/2006 Universal Underwriters Life Insurance
Market Conduct Docket No. 06-064-I 08/08/2006 CUNA Mutual Insurance Society
Market Conduct Docket No. 06-042-I 07/05/2006 The Penn Warranty Corporation
Market Conduct Docket No. 06-055-I 07/17/2006 Northwestern Mutual Life Insurance
Market Conduct Docket No. 06-061-I 07/31/2006 Union Central Life Insurance Company
Market Conduct Docket No. 06-059-I 07/25/2006 Manufacturer's Life Insurance Company
Market Conduct Docket No. 06-060-I 05/28/2006 Boston Mutual Life Insurance Company
Market Conduct Docket No. 06-044-I 06/30/2006 Metropolitan Life Insurance Company, Metropolitan Insurance and Annuity Company, ...
Market Conduct Docket No. 06-027-I 06/08/2006 Allstate Insurance Company and Allstate Indemnity Company

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