DFR Regulations, Orders, Bulletins & Market Conduct Exams

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Typesort ascending Name Effective Date Title
Order Docket No. 05-059-S 11/17/2005 Axiom Capital Management
Order Docket No. 10-044-B 07/15/2010 Mortgage Capital, Inc. d/b/a JRL Mortgage Capital
Order Docket No. 14-092-S 12/03/2014 Oristano Capital, LLC
Order Docket No. 16-008-I 01/29/2016 Phenix Mutual Fire Insurance Company
Order Docket No. 11-081-I 11/17/2011 Todd W. Mugford
Order Docket No. 11-008-S 04/02/2014 Robert Cully & Winslow, Evans & Crocker
Order Docket No. 06-43-S 07/07/2006 Applying Provisions of Certain Regulations, Bulletins, Policy Statements and Orders in Effect Prior to July 1, 2006, to the Vermont Uniform Securities Act.
Order Docket No. 10-043-B 07/15/2010 QuoteMatch, LLC.
Order Docket No. 12-041-I 05/22/2013 Application by the Proposed Vermont Health CO-OP For a Certificate of Public Good and Certificate of Authority to Commence Business as a Domestic Mutual Insurance Company
Order Docket No. 14-013-S 02/13/2014 Barry F. Cassese, Barry Cassese Portfolio Consulting, Sean E. Romano, and C&R Portfolio Consulting, Inc.
Order Docket No. 15-026-I 10/19/2015 Continental Indemnity Company, Applied Underwriters, Inc., Applied Risk Services Inc., and Applied Underwriters Captive Risk Assurance Company, Inc.
Order Docket No. 15-019-I 06/30/2015 Maine Mutual Group Insurance Company
Order Docket No. 11-082-I 03/23/2012 Corbett A. Nielsen
Order Docket No. 10-042-B 07/15/2010 1st Citizen Mortgage, LLC. d/b/a Champlain Valley Mortgage
Order Superior Court Docket No. 881-11-09 07/25/2012 Malcolm H. Parker—Stipulated Settlement Agreement and Consent Order
Order Docket No. 15-022-I 03/08/2016 The Travelers Indemity Company et. al.
Order Docket No 15-018-I 06/29/2015 State Farm Fire and Casualty Company
Order Docket No. 11-083-I 11/29/2011 Frederick J. O'Brien
Order Docket No. 10-030-S 05/11/2010 Wells Fargo Investments, LLC
Order Docket No. 10-041-B 07/15/2010 6:10 Services d/b/a Debt Free America
Order Docket No. 13-003-I 05/28/2013 CIGNA (Connecticut General Life Insurance Co.) is ordered to pay a $7,500 penalty
Market Conduct Docket No. 06-059-I 07/25/2006 Manufacturer's Life Insurance Company
Market Conduct Docket No. 06-060-I 05/28/2006 Boston Mutual Life Insurance Company
Market Conduct Docket No. 06-044-I 06/30/2006 Metropolitan Life Insurance Company, Metropolitan Insurance and Annuity Company, ...
Market Conduct Docket No. 06-027-I 06/08/2006 Allstate Insurance Company and Allstate Indemnity Company

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