DFR Regulations, Orders, Bulletins & Market Conduct Exams

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Type Name Effective Datesort descending Title
Order Docket No. 13-029-S Thu, 09/26/2013 Cease and Desist Order for David and Alicia (Lisa) Goodman, Mountain Group Financial of Leicester
Order Docket No. 12-002-I Thu, 09/26/2013 Nation Safe Drivers of Florida
Regulation Reg. I-2013-01 Tue, 10/01/2013 Guidelines for distinguishing between primary and specialty mental health and substance abuse services
Order Docket No. 13-031-I Tue, 10/22/2013 Dairyland Insurance Co. of Wisconsin
Bulletin Bulletin # 180 Fri, 10/25/2013 Clarification regarding health insurance coverage for services described in Act 39 of 2013
Order Docket No. 13-032-I Fri, 11/01/2013 MVP Health Plan, Inc. and MVP Health Ins. Co.
Order Docket No. 13-022-S Thu, 11/07/2013 Surety Services LLC of Delaware
Order Docket No. 13-043-I Thu, 11/07/2013 Order to smooth transition to VHC
Order Docket No. 13-047-S Fri, 11/15/2013 State Farm Mutual Funds
Bulletin Banking Bulletin #39 Wed, 11/27/2013 Withdraws All Unnecessary Banking Bulletins
Bulletin Banking bulletin #41 Wed, 11/27/2013 Mobile Home Disclosure
Bulletin Banking bulletin #42 Wed, 11/27/2013 MLO Reasonable Commuting Distance
Order Docket No. 13-016-S Thu, 12/05/2013 Settlement Against RBC Capital Markets
Bulletin Banking bulletin #40 Mon, 12/09/2013 Home Loan Escrow update
Order Docket No. 13-046-S Wed, 12/11/2013 Settlement against CCO Investment Corp
Order Docket No. 13-058-B Thu, 12/19/2013 Ocwen Financial Corp. and Ocwen Loan Servicing, LLC.
Order Docket No. 13-033-B Fri, 01/10/2014 Lisa Marie Fendelet
Order Docket No. 14-001-S Fri, 01/17/2014 Robert Jamo, Agent and Quasar Distributors, LLC Broker: Brookfield Investments
Order Docket No. 14-002-S Tue, 01/21/2014 Thomas Donnelly, Agent and Quasar Distributors, LLC Broker: Brookfield Investments
Bulletin C-2014-01 Mon, 01/27/2014 Guidance for Special Purpose Financial Insurers
Order Docket No. 13-043-I Fri, 01/31/2014 Direct enrollment in VHC modified
Order Docket No. 14-013-S Thu, 02/13/2014 Barry F. Cassese, Barry Cassese Portfolio Consulting, Sean E. Romano, and C&R Portfolio Consulting, Inc.
Order Docket No. 13-046-S Mon, 02/24/2014 George Jones Lincoln IV and CCO Investment Services Corp.
Order Docket No. 14-016-S Wed, 03/05/2014 Deceptive marketing and other violations by Morgan Keegan companies
Order Docket No. 13-030-I Fri, 03/07/2014 Suspension of resident insurance producer licenses for David and Alicia (Lisa) Goodman, Mountain Group Financial of Leicester

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