DFR Regulations, Orders, Bulletins & Market Conduct Exams

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Type Name Effective Datesort ascending Title
Regulation Reg. B-2015-01 10/23/2015 Non-Discrimination in Financial Services
Bulletin Securities Bulletin S-2015-02 10/21/2015 Sales or Investment Advice Related to Securities Products by Insurance Producers
Order Docket No. 15-026-I 10/19/2015 Continental Indemnity Company, Applied Underwriters, Inc., Applied Risk Services Inc., and Applied Underwriters Captive Risk Assurance Company, Inc.
Order Docket No. 13-049-S 09/28/2015 Tucker Financial Services, Inc and Daniel Burgess
Regulation Reg-I-2014-01 09/18/2015 Electronic Insurance Notices
Order Docket No. 14-064-I 08/27/2015 Progressive Insurance Companies
Regulation Reg-97-03 (Revised) 08/27/2015 Credit for Reinsurance
Order Docket No. 15-008-I 08/05/2015 Alton L. Willard
Order Docket No. 15-013-I 07/22/2015 Claymonte Arshawn McNeill
Bulletin Securities Bulletin # 15-01-S 07/20/2015 Guidance on Utilizing the Rule Providing for the Vermont Small Business Offerings (“VSBO”)
Order Docket No. 15-021-B 07/15/2015 Sherman, Clay & Co
Order Docket No. 15-020-I 07/15/2015 GEICO
Order Docket No. 15-017-I 07/13/2015 Concord General Mutual Insurance Company
Regulation S-2015-01 07/11/2015 Vermont Small Business Offerings
Order Docket No. 15-006-S 07/07/2015 Michael J. Bombardier
Order Docket No 15-015-I 07/02/2015 Bluestone Life Insurance Company
Bulletin Insurance Bulletin #187 07/01/2015 Important Notice Regarding Mid-term Replacement of Health Insurance Coverage For Groups With 51-100 Employees
Order Docket No. 15-019-I 06/30/2015 Maine Mutual Group Insurance Company
Order Docket No 15-018-I 06/29/2015 State Farm Fire and Casualty Company
Bulletin Insurance Bulletin # 186 06/24/2015 Price Optimization in Personal Lines Ratemaking
Bulletin C-2015-01 06/15/2015 Maintaining Regulatory Minimum Capital & Surplus Requirements
Order Docket No. 12-002-I 06/10/2015 Nation Motor Club, LLC d/b/a Nation Safe Drivers
Bulletin Bulletin #185 06/01/2015 Adoption of Corporate Governance Annual Disclosure Regulation
Order Docket No. 15-007-B 05/15/2015 MSA Mortgage, LLC
Bulletin Insurance Bulletin # 184 05/01/2015 Property Loss Claims: No Labor Depreciation

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