DFR Regulations, Orders, Bulletins & Market Conduct Exams

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Type Name Effective Date Titlesort ascending
Order Docket No. 14-002-S Tue, 01/21/2014 Thomas Donnelly, Agent and Quasar Distributors, LLC Broker: Brookfield Investments
Bulletin Health Care Bulletin #129 Mon, 11/24/2008 This Bulletin notifies producers of rules relating to the marketing and sales of Medicare Advantage (MA) Plans and Medicare Prescription Drug Plans (PDP)
Market Conduct Docket No. 06-042-I Wed, 07/05/2006 The Penn Warrenty Corporation
Order Docket No. 11-014-B Fri, 05/20/2011 The Clearinghouse Community Financial Development Institution
Bulletin Insurance Bulletin # 63 Mon, 12/20/1982 Temporomandibular Joint Disorders
Order Docket No. 12-044-I Fri, 01/18/2013 Tasheanna Barnes
Order Docket No. 13-030-I Fri, 03/07/2014 Suspension of resident insurance producer licenses for David and Alicia (Lisa) Goodman, Mountain Group Financial of Leicester
Order Docket No. 13-022-S Thu, 11/07/2013 Surety Services LLC of Delaware
Order Docket No. 11-102-B Mon, 11/21/2011 SunTrust Mortgage, Inc.
Bulletin Insurance Bulletin #129 Fri, 01/19/2001 Suitability Requirements for Variable Insurance Products
Bulletin Insurance Bulletin # 181 Tue, 04/15/2014 Student Health Insurance Plans
Order Docket No. 10-031-S Thu, 04/22/2010 Stifle, Nicolaus & Company, Inc.
Order Docket No. 14-040-I Tue, 12/23/2014 Steve Stokeling
Bulletin Banking Bulletin #32 Mon, 12/10/2007 Statement on Subprime Mortgage Lending
Order Docket No. 13-047-S Fri, 11/15/2013 State Farm Mutual Funds
Bulletin Insurance Bulletin # 57 Fri, 02/26/1982 State Cooperation--Prosecution of Federal Medigap Law Violations
Regulation Reg-I-2002-03(IH) Fri, 10/10/2003 Standards for Safeguarding Customer Information
Regulation Reg-H-2002-03(IH) Mon, 11/24/2008 Standards for Safeguarding Customer Information
Bulletin Insurance Bulletin #137 Tue, 01/01/2002 Standards for Commercial Lines Terrorism Exclusions Covering Vermont Risks; Expedited Approval for Certain Types of Commercial Lines Terrorism Exclusions
Bulletin Insurance Bulletin # 69 Fri, 07/08/1983 Standard Nonforfeiture and Valuation Laws for Life Insurance, Implementation of 1983 Amendments
Order Docket No. 09-074-H Mon, 03/21/2011 Southwestern Vermont Medical Center Fiscal Year 2009 Budget Performance
Order Docket No. 14-023-S Mon, 07/21/2014 Solar/Utility No-Action Securities Exemption
Order Docket No. 14-022-S Mon, 04/21/2014 Solar Communities, Inc. d/b/a SunCommon
Bulletin Insurance Bulletin #135 Thu, 12/13/2001 Social Host Endorsement for Homeowner Policies
Bulletin Insurance Bulletin #136 Thu, 12/13/2001 Social Host Endorsement for Automobile Liability Policies

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