DFR Regulations, Orders, Bulletins & Market Conduct Exams

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Type Name Effective Datesort ascending Title
Order Docket No. 13-043-I 01/31/2014 Direct enrollment in VHC modified
Bulletin C-2014-01 01/27/2014 Guidance for Special Purpose Financial Insurers
Order Docket No. 14-002-S 01/21/2014 Thomas Donnelly, Agent and Quasar Distributors, LLC Broker: Brookfield Investments
Order Docket No. 14-001-S 01/17/2014 Robert Jamo, Agent and Quasar Distributors, LLC Broker: Brookfield Investments
Order Docket No. 13-033-B 01/10/2014 Lisa Marie Fendelet
Order Docket No. 13-058-B 12/19/2013 Ocwen Financial Corp. and Ocwen Loan Servicing, LLC.
Order Docket No. 13-053-I 12/16/2013 Dorothy Torro-Claflin
Order Docket No. 13-055-I 12/16/2013 John J. Brendel, Jr.
Order Docket No. 13-046-S 12/11/2013 Settlement against CCO Investment Corp
Bulletin Banking Bulletin #40 12/09/2013 Home Loan Escrow update
Order Docket No. 13-016-S 12/05/2013 Settlement Against RBC Capital Markets
Bulletin Banking Bulletin #39 11/27/2013 Withdraws All Unnecessary Banking Bulletins
Bulletin Banking Bulletin #41 11/27/2013 Mobile Home Disclosure
Bulletin Banking Bulletin #42 11/27/2013 MLO Reasonable Commuting Distance
Order Docket No. 13-048-I 11/19/2013 Jessica J. Myers
Order Docket No. 13-041-I 11/18/2013 Travis C. Shine
Order Docket No. 13-047-S 11/15/2013 State Farm Mutual Funds
Order Docket No. 13-040-I 11/07/2013 Lorraine L. Locke
Order Docket No. 13-022-S 11/07/2013 Surety Services LLC of Delaware
Order Docket No. 13-043-I 11/07/2013 Order to smooth transition to VHC
Order Docket No. 13-032-I 10/31/2013 MVP Health Plan, Inc. and MVP Health Insurance Company
Bulletin Bulletin # 180 10/25/2013 Clarification regarding health insurance coverage for services described in Act 39 of 2013
Order Docket No. 13-031-I 10/22/2013 Dairyland Insurance Co. of Wisconsin
Regulation Reg. I-2013-01 10/01/2013 Guidelines for distinguishing between primary and specialty mental health and substance abuse services
Order Docket No. 13-029-S 09/26/2013 Cease and Desist Order for David and Alicia (Lisa) Goodman, Mountain Group Financial of Leicester

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