DFR Regulations, Orders, Bulletins & Market Conduct Exams

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Typesort ascending Name Effective Date Title
Order Docket No. 13-046-S 02/24/2014 George Jones Lincoln IV and CCO Investment Services Corp.
Order Docket No. 13-048-I 11/19/2013 Jessica J. Myers
Order Docket No. 11-097-I 01/30/2012 United Healthcare
Order Docket No. 13-033-B 01/10/2014 Lisa Marie Fendelet
Order Docket No. 16-020-I 01/01/2017 Stop Loss Attachment Points
Order Docket No. 15-020-I 07/15/2015 GEICO
Order Docket No. 09-074-H 03/21/2011 Southwestern Vermont Medical Center Fiscal Year 2009 Budget Performance
Order Docket No. 12-044-I 01/18/2013 Tasheanna Barnes
Order Docket No. 14-016-S 03/05/2014 Deceptive marketing and other violations by Morgan Keegan companies
Order Docket No. 13-056-I 04/16/2014 Redonda Lawrence Russell
Order Docket No. 13-026-B 09/09/2013 NetSpend Corporation
Order Docket No. 16-001-S 07/01/2016 Repealing in part and retaining in part Order 06-23-S Applying Provisions of certain Regulations, Bulletins, Policy Statements and orders in effect Prior to July 1, 2006 to the Vermont Uniform Securities Act
Order Docket No. 17-017-B 06/05/2017 State Regulatory Registry LLC and Nationwide Multistate Licensing System
Order Docket No. 12-039-I 02/05/2013 Christie Glenn
Order Docket No. 10-051-I 07/23/2010 Monumental Life Insurance Company
Order Docket No. 13-029-S 09/26/2013 Cease and Desist Order for David and Alicia (Lisa) Goodman, Mountain Group Financial of Leicester
Order Docket No. 13-041-I 11/18/2013 Travis C. Shine
Order Docket No. 12-031-I 02/27/2013 Horace Mann Insurance Co.
Order Docket No. 13-058-B 12/19/2013 Ocwen Financial Corp. and Ocwen Loan Servicing, LLC.
Order Docket No. 16-026-S 06/29/2016 Raymond James and Associates, Inc.
Order Docket No. 12-025-I 08/28/2012 Maria G. Gonzalez
Order Docket No. 10-057-I 07/19/2010 Karianne Scott
Order Docket No. 13-030-I 03/07/2014 Suspension of resident insurance producer licenses for David and Alicia (Lisa) Goodman, Mountain Group Financial of Leicester
Order Docket No. 13-053-I 12/16/2013 Dorothy Torro-Claflin
Order Docket No. 13-024-B 07/31/2013 Amerisave Mortgage Corporation

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