DFR Regulations, Orders, Bulletins & Market Conduct Exams

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Typesort ascending Name Effective Date Title
Order Docket No. 13-028-S 08/17/2013 NRG Residential Solar Systems LLC
Order Docket No. 11-014-B 05/20/2011 The Clearinghouse Community Financial Development Institution
Order Docket No. 13-049-S 09/28/2015 Tucker Financial Services, Inc and Daniel Burgess
Order Docket No. 16-035-I 11/02/2016 Brittany Ouellette
Order Docket No. 12-006-I 04/20/2012 Kevin J. Whitney
Order Docket No. 10-028-S 03/11/2010 Lisa M. Graves
Order Docket No. 11-069-I 01/09/2012 Richard J. Flinn
Order Docket No. 12-002-I 09/26/2013 Nation Safe Drivers of Florida
Order Docket No. 11-012-B 05/20/2011 Novelle Financial Services, Inc.
Order Docket No. 14-026-I 09/09/2014 Deborah L. Lefaivre
Order Docket No. 15-040-B 11/19/2015 Prospect Mortgage, LLC
Order Docket No. 11-033-I 06/30/2011 Union Mutual Fire Insurance Company
Order Docket No. 12-038-I 01/24/2013 Lance M. Zeidman
Order Docket No. 10-029-S 04/27/2010 UBS Securities, LLC and UBS Financial Services, Inc.
Order Docket No. 11-073-I 12/12/2011 Tisha A. Langston-Slater
Order Docket No. 11-001-B 03/22/2011 Upper Valley Mortgage, LLC
Order Docket No. 12-023-I 07/20/2012 Bankers Life and Casualty Company
Order Docket No. 11-075-I 11/28/2011 Penny Marine
Order Docket No. 11-076-I 12/16/2011 Charles G. McCullough
Order Docket No. 13-031-I 10/22/2013 Dairyland Insurance Co. of Wisconsin
Order Docket No. 10-063-B 07/23/2010 Academy Mortgage Corporation
Order Docket No. 16-005-I 01/25/2016 Banker's Life and Casualty Company
Order Docket No. 10-080-S 09/23/2010 Electronic Notice Filing of Certain Federal Covered Securities with the State of Vermont
Order Docket No. 11-077-I 12/19/2011 Mark Edward McGinnis
Order Docket No. 13-022-S 11/07/2013 Surety Services LLC of Delaware

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