DFR Regulations, Orders, Bulletins & Market Conduct Exams

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Typesort ascending Name Effective Date Title
Order Docket No. 14-001-S 01/17/2014 Robert Jamo, Agent and Quasar Distributors, LLC Broker: Brookfield Investments
Order Docket No. 16-005-I 01/25/2016 Banker's Life and Casualty Company
Order Docket No. 13-001-S 02/28/2013 Bankers Life and Casualty Company and BLC Financial Services, Inc.
Order Docket No. 11-076-I 12/16/2011 Charles G. McCullough
Order Docket No. 10-101-1 12/18/2010 Aetna Life Insurance Company
Order Docket No. 17-013-B 05/11/2017 Order Exempting NASAA From Licensure Under The Vermont Money Services Act
Order Docket No. 10-063-B 07/23/2010 Academy Mortgage Corporation
Order Docket No. 13-011-I 11/25/2014 CIGNA Behavioral Health, Inc.
Order Docket No. 15-033-B 11/06/2015 Ocwen Loan Servicing, LLC
Order Docket No. 13-002-I 03/14/2013 Order Establishing Tier Rate Structure and Multipliers
Order Docket No. 12-012-B 05/11/2012 Transition Period For Financial Advisors To Obtain a Mortgage Loan Originator License
Order Docket No. 11-077-I 12/19/2011 Mark Edward McGinnis
Order Docket No. 10-102-H 11/22/2010 Regence Bluecross Blueshield of Utah
Order Docket No. 17-015-B 05/26/2017 Glenview Auto Loan Fund LLC
Order Docket No. 10-045-B 07/15/2010 Redwood Financial Partners, LLC.
Order Docket No. 13-043-I 01/31/2014 Direct enrollment in VHC modified
Order Docket No. 14-089-S 12/01/2014 UBS Financial Services Inc.
Order Docket No. 14-028-B 06/11/2014 MH Pillars, Inc d.b.a Payza
Order Docket No. 11-078-I 12/09/2011 Ian M. Miller
Order Docket No. 10-044-B 07/15/2010 Mortgage Capital, Inc. d/b/a JRL Mortgage Capital
Order Docket No. 10-040-I 07/03/2010 Peter R. Becker
Order Docket No. 13-046-S 02/24/2014 George Jones Lincoln IV and CCO Investment Services Corp.
Order Docket No. 14-092-S 12/03/2014 Oristano Capital, LLC
Order Docket No. 16-008-I 01/29/2016 Phenix Mutual Fire Insurance Company
Order Docket No. 11-097-I 01/30/2012 United Healthcare

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