DFR Regulations, Orders, Bulletins & Market Conduct Exams

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Typesort ascending Name Effective Date Title
Order Docket No. 11-002-I 02/07/2011 Aimee J. Bonin
Order Docket No. 12-050-B (Amended) 12/21/2012 Amended Order Removing The Directors, Officers and Committee Members of Border Lodge Credit Union
Order Docket No. 16-012-S 09/13/2016 Alan F. Dauphin
Order Docket No. 14-023-S 07/21/2014 Solar/Utility No-Action Securities Exemption
Order Docket No. 15-028-I 10/30/2015 Mark J. Bean
Order Docket No. 16-029-I 09/20/2016 Brendan Mayworm
Order Docket No. 12-052-I 01/22/2013 Jeffrey Douglas Penta
Order Docket No. 11-062-I 12/12/2011 Claude Alan Boucher
Order Docket No. 10-030-S 05/11/2010 Wells Fargo Investments, LLC
Order Docket No. 12-027-B 07/09/2012 IH Financial Licenses, Inc. and ITC Financial Licenses, Inc.
Order Docket No. 16-011-I 09/13/2016 Alan F. Dauphin
Order Docket No. 16-036-I 06/26/2017 Deborah Lefaivre
Order Docket No. 13-003-I 05/28/2013 CIGNA (Connecticut General Life Insurance Co.) is ordered to pay a $7,500 penalty
Order Docket No. 14-036-I 07/29/2014 Order for Summary Suspension of the Insurance License of Christopher R. Corley
Order Docket No. 15-013-I 07/22/2015 Claymonte Arshawn McNeill
Order Docket No. 16-036-I 09/13/2016 Deborah Lefaivre
Order Docket No. 09-078-1 02/10/2010 Agri-Services Agency, LLC
Order Docket No. 12-043-I 01/02/2013 Mark Patrick Santos
Order Docket No. 11-103-I 03/23/2012 Sean Deandre Dade
Order Docket No. 10-038-S 05/14/2010 Peter Van Hamm and Meyers Associates, L.P.
Order Docket No. 12-020-B 10/05/2012 Vermont State Employees Credit Union
Order Docket No. 14-060-I 09/03/2014 Bankers Life and Casualty Company
Order Docket No. 16-027-S 09/26/2016 Gregory Lambesis
Order Docket No. 09-131-H 11/03/2009 Blue Cross Blue Shield of Vermont Request for Increase in Subscriber Rates
Order Docket No. 12-058-I 01/30/2013 Barbara Shay

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