DFR Regulations, Orders, Bulletins & Market Conduct Exams

Results can be sorted by clicking on a column title.
Typesort ascending Name Effective Date Title
Order Docket No. 14-024-S 05/27/2014 Jason Adam Oleet and Middlebury Securities, LLC
Order Docket No. 14-036-I 03/24/2015 Christopher R. Corley
Order Docket No. 12-045-I 01/02/2013 Michael Phillip O'Keefe
Order Docket No. 11-002-I 02/07/2011 Aimee J. Bonin
Order Docket No. 09-078-1 02/10/2010 Agri-Services Agency, LLC
Order Docket No. 09-074-H 03/21/2011 Southwestern Vermont Medical Center Fiscal Year 2009 Budget Performance
Order Docket No. 12-050-B (Amended) 12/21/2012 Amended Order Removing The Directors, Officers and Committee Members of Border Lodge Credit Union
Order Docket No. 16-012-S 09/13/2016 Alan F. Dauphin
Order Docket No. 17-008-S 04/03/2017 Stanley Fishkin: Crow Hill Capital, Ltd.; Crow Hill Ventures, Ltd.
Order Docket No. 14-016-S 03/05/2014 Deceptive marketing and other violations by Morgan Keegan companies
Order Docket No. 14-023-S 07/21/2014 Solar/Utility No-Action Securities Exemption
Order Docket No. 15-028-I 10/30/2015 Mark J. Bean
Order Docket No. 12-031-I 02/27/2013 Horace Mann Insurance Co.
Order Docket No. 12-052-I 01/22/2013 Jeffrey Douglas Penta
Order Docket No. 11-062-I 12/12/2011 Claude Alan Boucher
Order Docket No. 09-131-H 11/03/2009 Blue Cross Blue Shield of Vermont Request for Increase in Subscriber Rates
Order Docket No. 12-027-B 07/09/2012 IH Financial Licenses, Inc. and ITC Financial Licenses, Inc.
Order Docket No. 16-011-I 09/13/2016 Alan F. Dauphin
Order Docket No. 10-051-I 07/23/2010 Monumental Life Insurance Company
Order Docket No. 13-029-S 09/26/2013 Cease and Desist Order for David and Alicia (Lisa) Goodman, Mountain Group Financial of Leicester
Order Docket No. 14-036-I 07/29/2014 Order for Summary Suspension of the Insurance License of Christopher R. Corley
Order Docket No. 15-013-I 07/22/2015 Claymonte Arshawn McNeill
Order Docket No. 12-043-I 01/02/2013 Mark Patrick Santos
Order Docket No. 11-103-I 03/23/2012 Sean Deandre Dade
Order Docket No. 09-111-I 10/22/2009 Blue Cross Blue Shield of Vermont's Appeal of Denial of November 2009 Rate Filing for the Vermont Veterinary Medical Association

Pages