DFR Regulations, Orders, Bulletins & Market Conduct Exams

Results can be sorted by clicking on a column title.
Type Namesort descending Effective Date Title
Order Docket No. 14-004-B Thu, 04/03/2014 United Capital Business Lending, Inc.
Order Docket No. 14-013-S Thu, 02/13/2014 Barry F. Cassese, Barry Cassese Portfolio Consulting, Sean E. Romano, and C&R Portfolio Consulting, Inc.
Order Docket No. 14-015-I Thu, 01/22/2015 Jeffrey R. Faber—Order Adopting Hearing Officer’s Proposal for Decision and Upholding The Department’s Decision to Deny Respondent a Resident Producer Insurance License
Order Docket No. 14-016-S Wed, 03/05/2014 Deceptive marketing and other violations by Morgan Keegan companies
Order Docket No. 14-022-S Mon, 04/21/2014 Solar Communities, Inc. d/b/a SunCommon
Order Docket No. 14-023-S Mon, 07/21/2014 Solar/Utility No-Action Securities Exemption
Order Docket No. 14-024-S Tue, 05/27/2014 Jason Adam Oleet and Middlebury Securities, LLC
Order Docket No. 14-026-I Tue, 09/09/2014 Deborah L. Lefaivre
Order Docket No. 14-036-I Tue, 07/29/2014 Order for Summary Suspension of the Insurance License of Christopher R. Corley
Order Docket No. 14-038-I Mon, 09/08/2014 William C. Mount
Order Docket No. 14-039-I Tue, 09/09/2014 Jillian E. Wood
Order Docket No. 14-060-I Wed, 09/03/2014 Bankers Life and Casualty Company
Order Docket No. 14-087-I Thu, 03/05/2015 John P. Gutschlag
Order Docket No. 14-088-B Mon, 12/22/2014 Debra Kinney
Order Docket No. 14-089-S Mon, 12/01/2014 UBS Financial Services Inc.
Order Docket No. 14-092-S Wed, 12/03/2014 Oristano Capital, LLC
Order Docket No. 15-004-B Wed, 03/11/2015 PYC, Inc. BLU-BIN, Inc.
Order Docket No. H-09-063 Mon, 03/08/2010 United Health Group
Order Docket No: 13-003-I Tue, 05/28/2013 CIGNA (Connecticut General Life Insurance Co.) is ordered to pay a $7,500 penalty
Regulation H-2011-01 Sat, 09/17/2011 Licensing Requirements for Mental Health Review Agents
Bulletin Health Care Bulletin #101 Thu, 10/01/1998 Elimination Periods in Disability Policies
Bulletin Health Care Bulletin #102 Mon, 03/15/1999 Allowable Long Term Care Policies
Bulletin Health Care Bulletin #104 Thu, 07/01/1999 Independent External Review of Health care Decisions (June 3, 1999)
Bulletin Health Care Bulletin #105 Sun, 10/01/2000 Actions of 1999 Legislative Session Affecting Health Insurance Coordination with Regulation H-99-1 (August 4, 1999).
Bulletin Health Care Bulletin #107 Mon, 09/27/1999 Clarification of NAIC Disclosure Statement Required for Cancer Policies

Pages