DFR Regulations, Orders, Bulletins & Market Conduct Exams

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Type Namesort descending Effective Date Title
Order Docket No. 12-042-I Fri, 01/11/2013 Robin Louella Hixon
Order Docket No. 12-043-I Wed, 01/02/2013 Mark Patrick Santos
Order Docket No. 12-044-I Fri, 01/18/2013 Tasheanna Barnes
Order Docket No. 12-045-I Wed, 01/02/2013 Michael Phillip O'Keefe
Order Docket No. 12-047-I Fri, 01/18/2013 Dylan A. Molina
Order Docket No. 12-048-I Fri, 01/18/2013 Crystal F. Welle
Order Docket No. 12-049-I Fri, 01/18/2013 Joan Louise Warner
Order Docket No. 12-050-B Thu, 11/29/2012 Border Lodge Credit Union
Order Docket No. 12-050-B (Amended) Fri, 12/21/2012 Amended Order Removing The Directors, Officers and Committee Members of Border Lodge Credit Union
Order Docket No. 12-052-I Tue, 01/22/2013 Jeffrey Douglas Penta
Order Docket No. 12-055-I Wed, 01/30/2013 Charmaine Holtz
Order Docket No. 12-056-I Wed, 01/30/2013 William A. Newburn
Order Docket No. 12-058-I Wed, 01/30/2013 Barbara Shay
Order Docket No. 13-001-S Fri, 02/08/2013 UVest Financial Services Group, Inc.
Order Docket No. 13-001-S Thu, 02/28/2013 Bankers Life and Casualty Company and BLC Financial Services, Inc.
Order Docket No. 13-001-S Fri, 03/08/2013 ProEquities, Inc.
Order Docket No. 13-002-I Thu, 03/14/2013 Order Establishing Tier Rate Structure and Multipliers
Order Docket No. 13-004-I Fri, 04/19/2013 Triad Guaranty Insurance Corporation
Order Docket No. 13-006-I Wed, 05/01/2013 Connecticut General Life Insurance Company
Order Docket No. 13-008-I Thu, 04/11/2013 Ullico Casualty Company
Order Docket No. 13-010-B Mon, 05/13/2013 Shelter Mortgage Company, LLC.
Order Docket No. 13-011-I Wed, 12/17/2014 Prest & Associates, Inc.
Order Docket No. 13-011-I Tue, 11/25/2014 CIGNA Behavioral Health, Inc.
Order Docket No. 13-016-S Thu, 12/05/2013 Settlement Against RBC Capital Markets
Order Docket No. 13-017-B Mon, 09/16/2013 David Leonard Rome

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