DFR Regulations, Orders, Bulletins & Market Conduct Exams

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Typesort ascending Name Effective Date Title
Order 12-041-I Wed, 05/22/2013 Application by the Proposed Vermont Health CO-OP For a Certificate of Public Good and Certificate of Authority to Commence Business as a Domestic Mutual Insurance Company
Order Docket No. 11-008-S Mon, 03/14/2011 Robert Cully and Winslow, Evans & Crocker, Inc.
Order Docket No. 11-026-S Tue, 05/31/2011 Michael T. Williams
Order Docket No. 10-051-I Fri, 07/23/2010 Monumental Life Insurance Company
Order Docket No: 13-003-I Tue, 05/28/2013 CIGNA (Connecticut General Life Insurance Co.) is ordered to pay a $7,500 penalty
Order Docket No. 10-057-I Mon, 07/19/2010 Karianne Scott
Order Docket No. 14-023-S Mon, 07/21/2014 Solar/Utility No-Action Securities Exemption
Order Docket No. 14-036-I Tue, 07/29/2014 Order for Summary Suspension of the Insurance License of Christopher R. Corley
Order Docket No. 14-060-I Wed, 09/03/2014 Bankers Life and Casualty Company
Order Docket No. 11-021-B Fri, 05/06/2011 Order Regarding Effective Date of Sponsorship Requirement for Individual Mortgage Loan Originators that are Employees of Loan Servicing Companies
Order Docket No. 10-030-S Tue, 05/11/2010 Wells Fargo Investments, LLC
Order Docket No. 13-001-S Fri, 03/08/2013 ProEquities, Inc.
Market Conduct Docket No. 06-069-I Tue, 09/05/2006 Massachusetts Mutual Life Insurance Company
Market Conduct Docket No. 06-068-1 Wed, 08/23/2006 American General Assurance Company
Market Conduct Docket No. 06-065-I Tue, 08/15/2006 Universal Underwriters Life Insurance
Market Conduct Docket No. 06-064-I Tue, 08/08/2006 CUNA Mutual Insurance Society
Market Conduct Docket No. 06-042-I Wed, 07/05/2006 The Penn Warrenty Corporation
Market Conduct Docket No. 06-055-I Mon, 07/17/2006 Northwestern Mutual Life Insurance
Market Conduct Docket No. 06-061-I Mon, 07/31/2006 Union Central Life Insurance Company
Market Conduct Docket No. 06-059-I Tue, 07/25/2006 Manufacturer's Life Insurance Company
Market Conduct Docket No. 06-060-I Sun, 05/28/2006 Boston Mutual Life Insurance Company
Market Conduct Docket No. 06-044-I Fri, 06/30/2006 Metropolitan Life Insurance Company, Metropolitan Insurance and Annuity Company, ...
Market Conduct Docket No. 06-027-1 Thu, 06/08/2006 Allstate Insurance Company and Allstate Indemnity Company
Market Conduct Docket No. 05-027-I Tue, 08/23/2005 New York Life Insurance Company
Market Conduct Docket No. 05-028-I Tue, 08/23/2005 New York Life Insurance and Annuity Corporation

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