DFR Regulations, Orders, Bulletins & Market Conduct Exams

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Typesort ascending Name Effective Date Title
Order Docket No. 15-033-B Fri, 11/06/2015 Ocwen Loan Servicing, LLC
Order Docket No. 17-001-I Thu, 02/09/2017 Yourpeople, Inc., d/b/a Zenefits FTW Insurance Services
Order Docket No. 11-077-I Mon, 12/19/2011 Mark Edward McGinnis
Order Docket No. 10-045-B Thu, 07/15/2010 Redwood Financial Partners, LLC.
Order Docket No. 09-131-H Tue, 06/01/2010 Blue Cross and Blue Shield of Vermont-supplemental order
Order Docket No. 14-089-S Mon, 12/01/2014 UBS Financial Services Inc.
Order Docket No. 14-028-B Wed, 06/11/2014 MH Pillars, Inc d.b.a Payza
Order Docket No. 16-042-I Wed, 12/21/2016 MVP Health Plan, Inc. and MVP Health Insurance Company
Order Docket No. 12-037-S Mon, 11/12/2012 DFR adopts NASAA exemption for investment advisers to private funds
Order Docket No. 12-003-S Thu, 01/26/2012 Barry F. Cassese and K.C. Ward Financial
Order Docket No. 11-078-I Fri, 12/09/2011 Ian M. Miller
Order Docket No. 09-109-B Mon, 12/13/2010 Margaret (Peggy) Cottrell
Order Docket No. 10-044-B Thu, 07/15/2010 Mortgage Capital, Inc. d/b/a JRL Mortgage Capital
Order Docket No. 09-183-H Tue, 05/25/2010 Anthem Blue Cross & Blue Shield
Order Docket No. 14-092-S Wed, 12/03/2014 Oristano Capital, LLC
Order Docket No. 16-008-I Fri, 01/29/2016 Phenix Mutual Fire Insurance Company
Order Docket No. 11-081-I Thu, 11/17/2011 Todd W. Mugford
Order Docket No. 10-053-I Wed, 12/29/2010 Life Insurance Company of the Southwest
Order Docket No. 10-043-B Thu, 07/15/2010 QuoteMatch, LLC.
Order Docket No. 10-035-I Mon, 05/03/2010 James Z. Remington, Jr.
Order Docket No. 13-046-S Wed, 12/11/2013 Settlement against CCO Investment Corp
Order Docket No. 12-022-S Thu, 01/17/2013 Ronald Berman and AXIOM Capital Management Inc.
Order Docket No. 14-013-S Thu, 02/13/2014 Barry F. Cassese, Barry Cassese Portfolio Consulting, Sean E. Romano, and C&R Portfolio Consulting, Inc.
Order Docket No. 15-026-I Mon, 10/19/2015 Continental Indemnity Company, Applied Underwriters, Inc., Applied Risk Services Inc., and Applied Underwriters Captive Risk Assurance Company, Inc.
Order Docket No. 11-023-I Mon, 12/10/2012 Hartford Stipulation and Consent Order

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