DFR Regulations, Orders, Bulletins & Market Conduct Exams

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Typesort ascending Name Effective Date Title
Order Docket No. 10-033-B Mon, 04/19/2010 Order Regarding Effective Date Of Individual Mortgage Loan Originator Licensing For Employees Of Loan Servicing Companies
Order Docket No. 13-043-I Thu, 11/07/2013 Order to smooth transition to VHC
Order Docket No. 10-096-I Thu, 10/14/2010 Liberty Mutual Group
Order Docket No. 09-131-H Tue, 06/01/2010 Blue Cross and Blue Shield of Vermont-supplemental order
Order Docket No. 13-047-S Fri, 11/15/2013 State Farm Mutual Funds
Order Docket No. 14-026-I Tue, 09/09/2014 Deborah L. Lefaivre
Order Docket No. 09-183-H Tue, 05/25/2010 Anthem Blue Cross & Blue Shield
Order Docket No. 13-016-S Thu, 12/05/2013 Settlement Against RBC Capital Markets
Order Docket No. 09-078-1 Wed, 02/10/2010 Agri-Services Agency, LLC
Order Docket No. 09-109-B Mon, 12/13/2010 Margaret (Peggy) Cottrell
Order Docket No. 10-035-I Mon, 05/03/2010 James Z. Remington, Jr.
Order Docket No. 09-131-H Tue, 11/03/2009 Blue Cross Blue Shield of Vermont Request for Increase in Subscriber Rates
Order Docket No. 10-053-I Wed, 12/29/2010 Life Insurance Company of the Southwest
Order Docket No. 09-111-I Thu, 10/22/2009 Blue Cross Blue Shield of Vermont's Appeal of Denial of November 2009 Rate Filing for the Vermont Veterinary Medical Association
Order Docket No. 12-003-S Thu, 01/26/2012 Barry F. Cassese and K.C. Ward Financial
Order Docket No. 10-100-I Thu, 12/16/2010 Unum Life Insurance Company of America
Order Docket No. 12-037-S Mon, 11/12/2012 DFR adopts NASAA exemption for investment advisers to private funds
Market Conduct Docket No. 04-057-I Tue, 12/07/2004 UNUM Life Insurance Company; Paul Revere LIfe Insurance Company; Provident Life & Accident Insurance Company
Market Conduct Docket No. 03-031-I Wed, 06/23/2004 Blue Cross/Blue Shield of Vermont
Market Conduct Docket No. 04-022-I Wed, 10/20/2004 Bankers Life Insurance
Market Conduct Docket No. 03-071-I Wed, 04/21/2004 Monumental Life Insurance Company
Market Conduct Docket No. 03-038-I Tue, 10/21/2003 John Hancock Mutual Life; John Hancock Life Ins Co; John Hancock Variable Life Ins Co.
Market Conduct Docket No. 09-066-I Wed, 06/24/2009 Allianz Life Insurance Company of North America
Market Conduct Docket No. 12-014-I Tue, 05/22/2012 Order Adopting Report Of Examination of NCCI
Market Conduct Docket No. 08-067-I Tue, 08/22/2006 National Life Insurance Company

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