DFR Regulations, Orders, Bulletins & Market Conduct Exams

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Typesort ascending Name Effective Date Title
Order Docket No. 16-018-I 06/02/2016 Credit Card-Related Insurance Benefits
Order Docket No. 15-020-I 07/15/2015 GEICO
Order Docket No. 10-101-1 12/18/2010 Aetna Life Insurance Company
Order Docket No. 12-044-I 01/18/2013 Tasheanna Barnes
Order Docket No. 17-018-S 07/06/2017 Rodney Winthrop Thompson and Winthrop Investment Mgmt. Co.
Order Docket No. 14-001-S 01/17/2014 Robert Jamo, Agent and Quasar Distributors, LLC Broker: Brookfield Investments
Order Docket No. 13-056-I 04/16/2014 Redonda Lawrence Russell
Order Docket No. 16-022-S 09/01/2016 EKN Financial Services, Inc.
Order Docket No. 13-001-S 02/28/2013 Bankers Life and Casualty Company and BLC Financial Services, Inc.
Order Docket No. 13-033-B 01/10/2014 Lisa Marie Fendelet
Order Docket No. 16-020-I 01/01/2017 Stop Loss Attachment Points
Order Docket No. 12-012-B 05/11/2012 Transition Period For Financial Advisors To Obtain a Mortgage Loan Originator License
Order Docket No. 10-102-H 11/22/2010 Regence Bluecross Blueshield of Utah
Order Docket No. 12-039-I 02/05/2013 Christie Glenn
Order Docket No. 17-009-I 07/17/2017 Vicki L. Boser; InsuranceTek, Inc.
Order Docket No. 13-041-I 11/18/2013 Travis C. Shine
Order Docket No. 16-023-S 09/01/2016 KBR Capital Markets, LLC
Order Docket No. 13-002-I 03/14/2013 Order Establishing Tier Rate Structure and Multipliers
Order Docket No. 13-026-B 09/09/2013 NetSpend Corporation
Order Docket No. 16-001-S 07/01/2016 Repealing in part and retaining in part Order 06-23-S Applying Provisions of certain Regulations, Bulletins, Policy Statements and orders in effect Prior to July 1, 2006 to the Vermont Uniform Securities Act
Order Docket No. 12-025-I 08/28/2012 Maria G. Gonzalez
Order Docket No. 17-014-B 07/18/2017 DOXO, Inc.
Order Docket No. 10-040-I 07/03/2010 Peter R. Becker
Order Docket No. 13-043-I 01/31/2014 Direct enrollment in VHC modified
Order Docket No. 13-053-I 12/16/2013 Dorothy Torro-Claflin

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