DFR Regulations, Orders, Bulletins & Market Conduct Exams

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Typesort ascending Name Effective Date Title
Order Docket No. 11-103-I 03/23/2012 Sean Deandre Dade
Order Docket No. 16-029-I 09/20/2016 Brendan Mayworm
Order Docket No. 12-012-B 05/11/2012 Transition Period For Financial Advisors To Obtain a Mortgage Loan Originator License
Order Docket No. 12-020-B 10/05/2012 Vermont State Employees Credit Union
Order Docket No. 10-102-H 11/22/2010 Regence Bluecross Blueshield of Utah
Order Docket No. 14-060-I 09/03/2014 Bankers Life and Casualty Company
Order Docket No. 14-001-S 01/17/2014 Robert Jamo, Agent and Quasar Distributors, LLC Broker: Brookfield Investments
Order Docket No. 12-043-I 01/02/2013 Mark Patrick Santos
Order Docket No. 13-002-I 03/14/2013 Order Establishing Tier Rate Structure and Multipliers
Order Docket No. 11-065-I 12/12/2011 Jeremy M. Fairbanks
Order Docket No. 16-036-I 09/13/2016 Deborah Lefaivre
Order Docket No. 12-021-B 10/05/2012 Vermont State Employees Credit Union—Settlement Agreement
Order Docket No. 09-094-1 02/10/2010 2Morrow Studio/Build, Inc.
Order Docket No. 13-001-S 03/08/2013 ProEquities, Inc.
Order Docket No. 13-039-I 10/02/2014 Robert Antonacci
Order Docket No. 10-040-I 07/03/2010 Peter R. Becker
Order Docket No. 12-058-I 01/30/2013 Barbara Shay
Order Docket No. 11-066-I 11/16/2011 Margaret L. Ferguson
Order Docket No. 16-027-S 09/26/2016 Gregory Lambesis
Order Docket No. 11-102-B 11/21/2011 SunTrust Mortgage, Inc.
Order Docket No. 11-007-S 02/05/2011 Henry Corrao and EKN Financial Services, Inc.
Order Docket No. 14-038-I 09/08/2014 William C. Mount
Order Docket No. 15-008-I 08/05/2015 Alton L. Willard
Order Docket No. 10-052-S 06/15/2010 John D. Buglisi & Rockwell Global Capital, LLC
Order Docket No. 13-043-I 01/31/2014 Direct enrollment in VHC modified

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