DFR Regulations, Orders, Bulletins & Market Conduct Exams

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Typesort ascending Name Effective Date Title
Order Docket No. 13-010-B 05/13/2013 Shelter Mortgage Company, LLC.
Order Docket No. 12-050-B 11/29/2012 Border Lodge Credit Union
Order Docket No. 13-025-S 09/20/2013 UBS Financial Services
Order Docket No. 14-024-S 05/27/2014 Jason Adam Oleet and Middlebury Securities, LLC
Order Docket No. 14-036-I 03/24/2015 Christopher R. Corley
Order Docket No. 12-056-I 01/30/2013 William A. Newburn
Order Docket No. 11-021-B 05/06/2011 Order Regarding Effective Date of Sponsorship Requirement for Individual Mortgage Loan Originators that are Employees of Loan Servicing Companies
Order Docket No. 11-060-I 11/29/2011 David W. Barrell
Order Docket No. 17-013-B 05/11/2017 Order Exempting NASAA From Licensure Under The Vermont Money Services Act
Order Docket No. 10-002-S 01/15/2010 Lincoln Financial Securities Corporation
Order Docket No. 12-050-B (Amended) 12/21/2012 Amended Order Removing The Directors, Officers and Committee Members of Border Lodge Credit Union
Order Docket No. 16-012-S 09/13/2016 Alan F. Dauphin
Order Docket No. 13-028-S 08/17/2013 NRG Residential Solar Systems LLC
Order Docket No. 14-023-S 07/21/2014 Solar/Utility No-Action Securities Exemption
Order Docket No. 15-028-I 10/30/2015 Mark J. Bean
Order Docket No. 12-045-I 01/02/2013 Michael Phillip O'Keefe
Order Docket No. 11-002-I 02/07/2011 Aimee J. Bonin
Order Docket No. 17-015-B 05/26/2017 Glenview Auto Loan Fund LLC
Order Docket No. 10-003-S 01/15/2010 Burton J. Steen
Order Docket No. 12-027-B 07/09/2012 IH Financial Licenses, Inc. and ITC Financial Licenses, Inc.
Order Docket No. 16-011-I 09/13/2016 Alan F. Dauphin
Order Docket No. 12-002-I 09/26/2013 Nation Safe Drivers of Florida
Order Docket No. 14-036-I 07/29/2014 Order for Summary Suspension of the Insurance License of Christopher R. Corley
Order Docket No. 15-013-I 07/22/2015 Claymonte Arshawn McNeill
Order Docket No. 12-052-I 01/22/2013 Jeffrey Douglas Penta

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