DFR Regulations, Orders, Bulletins & Market Conduct Exams

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Typesort ascending Name Effective Date Title
Order Docket No. 13-033-B Fri, 01/10/2014 Lisa Marie Fendelet
Order Docket No. 10-057-I Mon, 07/19/2010 Karianne Scott
Order Docket No. 14-016-S Wed, 03/05/2014 Deceptive marketing and other violations by Morgan Keegan companies
Order Docket No. 15-020-I Wed, 07/15/2015 GEICO
Order Docket No. 12-044-I Fri, 01/18/2013 Tasheanna Barnes
Order Docket No. 13-056-I Wed, 04/16/2014 Redonda Lawrence Russell
Order Docket No. 13-026-B Mon, 09/09/2013 NetSpend Corporation
Order Docket No. 13-029-S Thu, 09/26/2013 Cease and Desist Order for David and Alicia (Lisa) Goodman, Mountain Group Financial of Leicester
Order Docket No. 12-031-I Wed, 02/27/2013 Horace Mann Insurance Co.
Order Docket No. 12-039-I Tue, 02/05/2013 Christie Glenn
Order Docket No. 13-041-I Mon, 11/18/2013 Travis C. Shine
Order Docket No. 13-058-B Thu, 12/19/2013 Ocwen Financial Corp. and Ocwen Loan Servicing, LLC.
Order Docket No. 13-030-I Fri, 03/07/2014 Suspension of resident insurance producer licenses for David and Alicia (Lisa) Goodman, Mountain Group Financial of Leicester
Order Docket No. 12-025-I Tue, 08/28/2012 Maria G. Gonzalez
Order Docket No. 13-053-I Mon, 12/16/2013 Dorothy Torro-Claflin
Order Docket No. 13-024-B Wed, 07/31/2013 Amerisave Mortgage Corporation
Order Docket No. 10-030-S Tue, 05/11/2010 Wells Fargo Investments, LLC
Order Docket No. 05-059-S Thu, 11/17/2005 Axiom Capital Management
Order Docket No. 14-064-I Thu, 08/27/2015 Progressive Insurance Companies
Order 12-041-I Wed, 05/22/2013 Application by the Proposed Vermont Health CO-OP For a Certificate of Public Good and Certificate of Authority to Commence Business as a Domestic Mutual Insurance Company
Order Docket No. 12-005-I Fri, 04/20/2012 Roy Allen Gray
Order Docket No. 13-004-I Fri, 04/19/2013 Triad Guaranty Insurance Corporation
Order Docket No. 13-021-B Mon, 07/29/2013 Securities Finance Trust Company
Order Docket No. 10-038-S Fri, 05/14/2010 Peter Van Hamm and Meyers Associates, L.P.
Order Docket No. 11-008-S Wed, 04/02/2014 Robert Cully & Winslow, Evans & Crocker

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