DFR Regulations, Orders, Bulletins & Market Conduct Exams

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Typesort ascending Name Effective Date Title
Order Docket No. 12-011-I 07/18/2012 Michael Paul Ippolito
Order Docket No. 13-011-I 12/17/2014 Prest & Associates, Inc.
Order Docket No. 10-080-S 09/23/2010 Electronic Notice Filing of Certain Federal Covered Securities with the State of Vermont
Order Docket No. 17-018-S 07/06/2017 Rodney Winthrop Thompson and Winthrop Investment Mgmt. Co.
Order Docket No. 13-018-B 09/16/2013 Zackary Nathan Tierney
Order Docket No. 15-024-I 07/07/2016 Interstate National Dealer Services, Inc.
Order Docket No. 16-013-B 06/30/2016 PMAC Lending Services, Inc
Order Docket No. 13-043-I 11/07/2013 Order to smooth transition to VHC
Order Docket No. 16-023-S 09/01/2016 KBR Capital Markets, LLC
Order Docket No. 11-007-S 07/18/2012 In the matter of: Henry Corrao and EKN Financial Services
Order Docket No. 12-007-I 04/20/2012 Roland C. Matatics
Order Docket No. 11-058-I 11/16/2011 Edward L. Austin, III
Order Docket No. 17-009-I 07/17/2017 Vicki L. Boser; InsuranceTek, Inc.
Order Docket No. 13-017-B 09/16/2013 David Leonard Rome
Order Docket No. 17-014-B 07/18/2017 DOXO, Inc.
Order Docket No. 13-010-B 05/13/2013 Shelter Mortgage Company, LLC.
Order Docket No. 13-047-S 11/15/2013 State Farm Mutual Funds
Order Docket No. 16-021-S 09/01/2016 Obsidian Financial Group, LLC
Order Docket No. 14-022-S 04/21/2014 Solar Communities, Inc. d/b/a SunCommon
Order Docket No. 10-036-I 04/28/2011 Jeffrey R. Faber
Order Docket No. 12-047-I 01/18/2013 Dylan A. Molina
Order Docket No. 11-059-I 12/22/2011 Joshua K. Barney
Order Docket No. 10-0098-H 10/04/2010 MVP Health Insurance
Order Docket No. 17-016-I 08/01/2017 Liberty Mutual Companies
Order Docket No. 12-050-B 11/29/2012 Border Lodge Credit Union

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