Uniform Prior Authorization Form
Uniform Prior Authorization Form - Download to complete
Docket No. 21-050-S | Judgment and Order in Re Colomont, Inc. and Christopher Santee
Docket No. 23-21-I | Order Approving the Conversion of Granite Mutual Insurance Company to a Stock Insurance Company
Stipulation and Consent Order in Re Thomas M. Chadwick (CRD# 2870028), Chadwick & D'Amato LLC (CRD# 116197) and Chadwick Consulting LLC (CRD # 318079)
Docket No. 23-22-S Order Authorizing Multiple Registration Under the Vermont Uniform Securities Act | Thomas Meringolo, Agent (CRD# 4192542)
and Long Bridge Securities, LLC, Broker (CRD# 314519)
Tulipshare Securities, LLC, Broker (CRD# 317568)
Dam Capital (USA) Inc., Broker (CRD# 154945)